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Compliance Companion (UK Financial Advisers)

A UK finance regulation and...

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A UK finance regulation and compliance guide for professionals.

Author: Michael Roberts

Welcom Message

Hello, I’m here to assist with UK financial regulations and compliance!

Prompt Starters

  • How does GDPR affect client data handling?
  • Explain the latest FCA guidelines.
  • What are the compliance steps for a new financial product?
  • Can you summarize MiFID II requirements?

Feuture And Functions

  • Knowledge file
  • Browser:
    Enabling Web Browsing, which can access web during your chat conversions.
  • Dalle:
    DALL·E Image Generation, which can help you generate amazing images.
  • File attachments:
    You can upload files to this GPT.

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